Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
  • Capital Managers LLP (no longer approved here)

    FRN 435939

    • (20)[FCA CF] Client dealing (4 Jun 2020 to 17 Apr 2023)
    • (21)[FCA CF] Functions requiring qualifications (4 Jun 2020 to 17 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (20)[FCA CF] Client dealing at Capital Managers LLP

  2. controlled function added: (21)[FCA CF] Functions requiring qualifications at Capital Managers LLP