Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Managers LLP (no longer approved here)

    FRN 435939

    • (14)CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • (15)CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
    • (16)CF10 Compliance Oversight (3 Oct 2005 to 4 Jan 2008)
    • (17)CF8 Apportionment and Oversight (3 Oct 2005 to 1 Nov 2007)
    • (18)CF4 Partner (3 Oct 2005 to 24 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (14)CF30 Customer at Capital Managers LLP

  2. controlled function added: (15)CF21 Investment Adviser at Capital Managers LLP

  3. controlled function added: (16)CF10 Compliance Oversight at Capital Managers LLP

  4. controlled function added: (17)CF8 Apportionment and Oversight at Capital Managers LLP

  5. controlled function added: (18)CF4 Partner at Capital Managers LLP