Capital Com (UK) Limited

• Principal Place of Business

  4 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +442030978888

  Web

  https://www.capital.com

• Complaints Contact

  4 Orchard Place

  London

  SW1H 0BF

  UNITED KINGDOM

  Phone

  +442030978888

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Philip Austin

  IRN JPA01027

  • [FCA CF] Significant management (27 Feb 2024 to 2 Feb 2026)
  • [FCA CF] Material risk taker (27 Feb 2024 to 2 Feb 2026)
• Julia Bazdyreva

  IRN JXB03656

  • CF10a CASS Oversight function (26 Oct 2018 to 8 Dec 2019)
• Kayleigh Lewis

  IRN KXL00121

  • [FCA CF] Significant management (7 Feb 2024 to 23 Jan 2025)
• Kenneth Stewart Green

  IRN KSG01024

  • [FCA CF] CASS oversight function (27 Mar 2024 to 7 Oct 2024)
• Kypros Christopher Zoumidou

  IRN KCZ01000

  • SMF1 Chief Executive (26 May 2022 to 13 May 2024)
  • [FCA CF] Material risk taker (26 May 2022 to 13 May 2024)
• Ludwik Chodzko-Zajko

  IRN LWC01016

  • [FCA CF] Client dealing (since 1 Sep 2025)
  • [FCA CF] Client dealing (2 May 2024 to 7 Aug 2025)
• Niamh Byrne

  IRN NXB01656

  • [FCA CF] Material risk taker (since 12 Mar 2026)
  • [FCA CF] Significant management (since 12 Mar 2026)
  • [FCA CF] Significant management (6 Feb 2023 to 2 May 2025)
• Nikolaj Markovnik

  IRN NXM00641

  • [FCA CF] Significant management (since 5 Mar 2025)
• Peter Geoffrey Hetherington

  IRN PGH01047

  • SMF3 Executive Director (8 Aug 2022 to 12 Oct 2023)
• Peter Ward

  IRN PRW01123

  • [FCA CF] Manager of certification employee (since 19 Mar 2026)
  • [FCA CF] Client dealing (since 19 Mar 2026)

No changes recorded yet.