John Philip Austin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Com (UK) Limited (no longer approved here)

    FRN 793714

    • [FCA CF] Material risk taker (27 Feb 2024 to 2 Feb 2026)
    • [FCA CF] Significant management (27 Feb 2024 to 2 Feb 2026)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Jul 2020)
    • CF29 Significant management (4 Sep 2017 to 8 Dec 2019)
    • CF26 Customer Trading (27 Feb 2003 to 28 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2003)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 31 Jul 2020)
    • CF29 Significant management (4 Sep 2017 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2004)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (8 Feb 2008 to 21 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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