Capital Advisory Partners Ltd

• Principal Place of Business

  4 Montpelier St

  #120

  London

  SW7 1EE

  UNITED KINGDOM

  Phone

  +4402071931645

  Web

  https://www.capital-advisory.com

• Complaints Contact

  4 Montpelier St

  #120

  London

  SW7 1EE

  UNITED KINGDOM

  Phone

  +442071931645

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any business with Retail Clients other than Corporate Finance Business, as defined in the FCA Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any business with Retail Clients other than Corporate Finance Business, as defined in the FCA Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any business with Retail Clients other than Corporate Finance Business, as defined in the FCA Handbook
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Carina Baranova

  IRN CXB01523

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (22 Apr 2010 to 8 Dec 2019)
• Charles Henri Lorthioir

  IRN CHL01035

  • CF30 Customer (22 Jun 2012 to 22 Aug 2013)
• Charles-Edouard Bith

  IRN CXB13453

  • [FCA CF] Client dealing (9 Dec 2020 to 10 Jan 2024)
  • CF30 Customer (4 Apr 2019 to 8 Dec 2019)
• Christian Erasmus Chytræus Storm Elsmark

  IRN CEE01005

  • CF30 Customer (16 Aug 2011 to 27 Dec 2011)
• Conrad Gulliver Montford

  IRN CGM01048

  • CF30 Customer (13 Nov 2012 to 28 Feb 2013)
• Cyril Jean-Guy Armleder

  IRN CJA01060

  • CF30 Customer (22 Jun 2012 to 22 Aug 2013)
• David Ruiz

  IRN DXR01441

  • CF30 Customer (4 Oct 2010 to 5 Oct 2011)
• Emmanuel Sven Miserey

  IRN ESM01011

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Jun 2006 to 31 Oct 2007)
  • CF1 Director (6 Jun 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jun 2006 to 8 Dec 2019)
  • CF3 Chief Executive (6 Jun 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (6 Jun 2006 to 8 Dec 2019)
• Eric Billon

  IRN EXB01215

  • CF30 Customer (12 Dec 2014 to 24 Jun 2015)
• Gareth Wyn Robertson

  IRN GWR01024

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF1 Director (AR) (21 Dec 2011 to 1 Mar 2013)
  • CF30 Customer (8 Feb 2011 to 9 Dec 2011)

• H20 AM LLP (no longer appointed)

  FRN 532482 · Appointed 28 Sep 2010 · Until 16 Dec 2010

• Alpha Ucits Ltd (no longer appointed)

  FRN 510019 · Appointed 19 Oct 2009 · Until 4 Jan 2011

• Thames Cap Ltd (no longer appointed)

  FRN 493777 · Appointed 30 Dec 2008 · Until 9 Aug 2010

No changes recorded yet.