Emmanuel Sven Miserey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Advisory Partners Ltd

    FRN 450657

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (6 Jun 2006 to 8 Dec 2019)
    • CF1 Director (6 Jun 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Jun 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Jun 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (6 Jun 2006 to 31 Oct 2007)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF22 Investment Adviser (Trainee) (9 Jul 2002 to 4 Jul 2002)
    • CF21 Investment Adviser (4 Jul 2002 to 31 May 2003)
    • CF27 Investment Management (4 Jul 2002 to 31 May 2003)
    • CF26 Customer Trading (9 May 2002 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.