CapeView Capital LLP

• Principal Place of Business

  Capeview Capital LLP

  13 Dirty Lane

  London

  Southwark

  SE1 9PA

  UNITED KINGDOM

  Phone

  +4402075639400

  Web

  https://www.capeviewcapital.com

• Complaints Contact

  Capeview Capital LLP

  13 Dirty Lane

  London

  Southwark

  SE1 9PA

  UNITED KINGDOM

  Phone

  +4402075639400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Andrew Sakkas

  IRN MAS01283

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Dec 2011 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
• Neil Alan French

  IRN NAF01033

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Pushkar Acharya

  IRN PXA01289

  • CF30 Customer (13 May 2014 to 30 Jun 2016)
• Richard David Walter Haas

  IRN RDH01028

  • [FCA CF] Material risk taker (9 Dec 2020 to 1 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jan 2021)
  • SMF27 Partner (9 Dec 2019 to 1 Jul 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 1 Jan 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jan 2021)
  • CF3 Chief Executive (1 Apr 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Nov 2011 to 8 Dec 2019)
  • CF28 Systems and controls (14 Nov 2011 to 7 Feb 2017)
  • CF4 Partner (14 Nov 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Nov 2011 to 8 Dec 2019)
• Sophia Damianou

  IRN SXD01672

  • CF30 Customer (10 Jul 2014 to 29 Jun 2018)
• Suhail Ahmed Rahuja

  IRN SAR01189

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (2 Dec 2011 to 2 Dec 2019)
  • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
• Sushil Shah

  IRN SXS01554

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Dec 2011 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
• Syed Qasim Abbas

  IRN SQA00002

  • CF30 Customer (13 Dec 2011 to 30 Sep 2012)
  • CF4 Partner (7 Dec 2011 to 30 Sep 2012)
• Tanya Zoe Blomfield

  IRN TZB01000

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Theo Phanos

  IRN TXP01089

  • CF3 Chief Executive (14 Nov 2011 to 31 Mar 2017)
  • CF30 Customer (14 Nov 2011 to 2 Jan 2018)
  • CF4 Partner (14 Nov 2011 to 2 Jan 2018)

No changes recorded yet.