Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Oct 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (16 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 1 Dec 2020)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (18 Mar 2014 to 6 Mar 2016)
  • CapeView Capital LLP (no longer approved here)

    FRN 556012

    • CF30 Customer (13 Dec 2011 to 30 Sep 2012)
    • CF4 Partner (7 Dec 2011 to 30 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.