Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (14 Nov 2011 to 8 Dec 2019)
  • Pacific Capital Partners Limited (no longer approved here)

    FRN 171200

    • CF27 Investment Management (6 Aug 2004 to 28 Oct 2004)
    • CF21 Investment Adviser (6 Aug 2004 to 28 Oct 2004)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF27 Investment Management (27 Aug 2003 to 20 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.