Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CapeView Capital LLP
FRN 556012
- [FCA CF] Material risk taker (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (2 Dec 2011 to 8 Dec 2019)
- CF30 Customer (14 Nov 2011 to 8 Dec 2019)
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- CF27 Investment Management (6 Aug 2004 to 28 Oct 2004)
- CF21 Investment Adviser (6 Aug 2004 to 28 Oct 2004)
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- CF27 Investment Management (27 Aug 2003 to 20 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.