CapeView Capital LLP

• Principal Place of Business

  Capeview Capital LLP

  13 Dirty Lane

  London

  Southwark

  SE1 9PA

  UNITED KINGDOM

  Phone

  +4402075639400

  Web

  https://www.capeviewcapital.com

• Complaints Contact

  Capeview Capital LLP

  13 Dirty Lane

  London

  Southwark

  SE1 9PA

  UNITED KINGDOM

  Phone

  +4402075639400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clare Rankin

  IRN CER01055

  • CF4 Partner (12 Jan 2012 to 30 Jun 2014)
• Elie Rassi

  IRN EXR01180

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Nov 2011 to 8 Dec 2019)
• Erik Torbjorn Karlsson

  IRN ETK01006

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2024)
  • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
• Giles Flower

  IRN GXF01101

  • CF4 Partner (20 Dec 2011 to 28 Mar 2014)
  • CF30 Customer (14 Nov 2011 to 28 Mar 2014)
• Jennifer Lee

  IRN JXL01889

  • CF30 Customer (31 Jul 2012 to 30 Jun 2015)
• Joanne Taylor-Smith

  IRN JXT18157

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Aug 2019 to 8 Dec 2019)
• Karl Henrik Erik Nyblom

  IRN KHN01003

  • CF30 Customer (24 Jul 2017 to 1 May 2019)
• Kunal Shah

  IRN KXS01536

  • CF4 Partner (2 Dec 2011 to 7 Jul 2017)
  • CF30 Customer (14 Nov 2011 to 7 Jul 2017)
• Lucian Cawthron

  IRN LXC01675

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Oct 2019 to 8 Dec 2019)
• Mathieu James Lewis Walker

  IRN MJW01428

  • [FCA CF] Client dealing (since 11 Feb 2021)
  • SMF16 Compliance Oversight (since 12 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2021)

No changes recorded yet.