Kunal Shah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

G10 Capital Limited
FRN 648953
- CF4 Partner (AR) (since 20 Jun 2025)
- CF30 Customer (since 20 Jun 2025)
PVTL POINT LLP
FRN 1034789
- (5)Employed By (since 20 Jun 2025)
Warwick Capital Partners LLP (no longer approved here)
FRN 518214
- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2024)
- CF30 Customer (7 Nov 2017 to 8 Dec 2019)
CapeView Capital LLP (no longer approved here)
FRN 556012
- CF4 Partner (2 Dec 2011 to 7 Jul 2017)
- CF30 Customer (14 Nov 2011 to 7 Jul 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.