Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Spencer Lloyd Thomas

  IRN SLT01060

  • [FCA CF] Material risk taker (since 4 Sep 2023)
• Sruthi Nair

  IRN SXN00324

  • [FCA CF] Client dealing (since 21 Aug 2023)
• Stefan Common

  IRN SXC01806

  • CF21 Investment Adviser (29 Jul 2005 to 24 May 2007)
• Stefan Dimitrov Vatchev

  IRN SXV01140

  • [FCA CF] Manager of certification employee (since 3 Mar 2023)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
• Stephen Burns

  IRN SXB01333

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 9 Jun 2005)
  • CF26 Customer Trading (1 Dec 2001 to 9 Jun 2005)
• Stephen Clark

  IRN SXC01507

  • CF30 Customer (1 Nov 2007 to 17 Sep 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stephen John Christian

  IRN SJC01343

  • CF21 Investment Adviser (21 Mar 2005 to 15 Aug 2007)
• Stephen Kenneth Davey

  IRN SXD01398

  • [FCA CF] Material risk taker (30 Apr 2019 to 29 Jun 2020)
  • [FCA CF] Client dealing (6 Mar 2017 to 29 Jun 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (16 Feb 2005 to 31 Oct 2007)
• Stephen Redding

  IRN SXR01962

  • CF29 Significant management (2 Nov 2012 to 6 Dec 2015)
• Steve M Darling

  IRN SMD01087

  • CF30 Customer (10 Mar 2011 to 25 Apr 2012)

No changes recorded yet.