Steve M Darling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • [FCA CF] Manager of certification employee (since 16 Mar 2021)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (10 Mar 2011 to 25 Apr 2012)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 15 Dec 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.