Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Ashton Wilson

  IRN AJW01403

  • CF30 Customer (10 Nov 2010 to 9 Sep 2011)
• Andrew James Pickering

  IRN AJP01253

  • CF15 Internal Audit (10 Sep 2003 to 19 Jan 2007)
• Andrew James Quinn

  IRN AJQ01006

  • CF29 Significant management (26 May 2010 to 8 Jul 2011)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
  • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 3 Jun 2005)
  • CF1 Director (1 Dec 2001 to 9 Aug 2004)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Apr 2007)
• Andrew Keith Wright

  IRN AKW01037

  • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
  • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)
• Andrew Martin Rose

  IRN AMR01064

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Feb 2005)
• Andrew McMillan

  IRN AJM01300

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)
• Andrew Myles

  IRN AXM77771

  • [FCA CF] Material risk taker (30 Apr 2019 to 31 Dec 2025)
• Andrew Neil Gray

  IRN ANG01021

  • CF30 Customer (1 Nov 2007 to 15 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Andrew O'Rourke

  IRN AXO01216

  • CF30 Customer (4 Mar 2008 to 6 Jul 2008)
  • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
• Andrew Peter Wise

  IRN APW01080

  • [FCA CF] Material risk taker (30 Apr 2019 to 19 Jan 2024)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 19 Jan 2024)
  • [FCA CF] Client dealing (6 Mar 2017 to 19 Jan 2024)

No changes recorded yet.