Andrew McMillan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (22 Jan 2024 to 11 Feb 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 13 May 2022)
    • [FCA CF] Client dealing (6 Oct 2016 to 3 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (19 May 2016 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (19 May 2016 to 6 May 2022)
    • CF30 Customer (17 Oct 2013 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 13 May 2022)
    • [FCA CF] Manager of certification employee (8 Apr 2022 to 6 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 3 Jan 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Jan 2008 to 24 Jun 2013)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.