Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF29 Significant management (26 May 2010 to 8 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 3 Jun 2005)
    • CF1 Director (1 Dec 2001 to 9 Aug 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.