Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (26 May 2010 to 8 Jul 2011)
- CF30 Customer (1 Nov 2007 to 31 Dec 2011)
- CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 3 Jun 2005)
- CF1 Director (1 Dec 2001 to 9 Aug 2004)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.