Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Pickup

  IRN AXP01368

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 18 May 2003)
• Andrew Piers Talalla

  IRN APT01046

  • CF23 Corporate Finance Adviser (26 Mar 2002 to 22 Jul 2005)
• Andrew Ryde

  IRN ACR01038

  • [FCA CF] Material risk taker (6 Mar 2017 to 30 Oct 2023)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 30 Oct 2023)
  • [FCA CF] Client dealing (6 Mar 2017 to 30 Oct 2023)
  • CF30 Customer (13 Sep 2011 to 6 Mar 2016)
• Andris Oborenko

  IRN AXO01184

  • [FCA CF] Client dealing (6 Mar 2017 to 10 Mar 2020)
  • CF30 Customer (12 Jun 2014 to 6 Mar 2016)
• Anetta Langmann

  IRN AXL00331

  • [FCA CF] Client dealing (since 15 Jul 2021)
• Angela Carlotta Mendola

  IRN ACM01179

  • CF21 Investment Adviser (2 Apr 2007 to 24 Aug 2007)
• Anis Abdelhamid Bibi

  IRN AXB01686

  • CF21 Investment Adviser (26 Jun 2002 to 21 Feb 2006)
• Anita Sharma

  IRN AXS01617

  • [FCA CF] Material risk taker (25 Jul 2023 to 29 Feb 2024)
  • [FCA CF] Significant management (17 Jul 2022 to 29 Feb 2024)
  • SMF16 Compliance Oversight (17 Jan 2022 to 29 Feb 2024)
• Anna Lejeune

  IRN AXL01229

  • CF23 Corporate Finance Adviser (18 Mar 2002 to 15 Jul 2005)
• Anna-Kerstin Margareta Schyllert

  IRN AMS01134

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)

No changes recorded yet.