Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mariana Dacheva

  IRN MXD02224

  • [FCA CF] Manager of certification employee (3 Mar 2023 to 9 Feb 2024)
  • [FCA CF] Client dealing (11 Nov 2022 to 9 Feb 2024)
• Marianne Louise Botoulas

  IRN MXB35814

  • SMF16 Compliance Oversight (since 20 Nov 2024)
  • [FCA CF] Material risk taker (since 9 Sep 2024)
• Mark Alan Brooks

  IRN MAB01163

  • CF30 Customer (1 Nov 2007 to 1 Mar 2016)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Mark Andrew Barry

  IRN MAB01205

  • CF23 Corporate Finance Adviser (4 Apr 2002 to 21 Nov 2003)
• Mark Andrew Hopkinson

  IRN MAH01207

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 Nov 2002)
  • CF1 Director (1 Dec 2001 to 21 Nov 2002)
• Mark Anthony Herne

  IRN MAH01192

  • CF26 Customer Trading (1 Dec 2001 to 30 Jul 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
• Mark Edward Hardisty

  IRN MEH01052

  • CF29 Significant management (11 Mar 2008 to 9 Jun 2009)
  • CF30 Customer (1 Nov 2007 to 8 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 Jul 2007)
• Mark James Squire

  IRN MJS01309

  • CF30 Customer (4 Jun 2014 to 1 Mar 2016)
• Mark Jeffrey Preston

  IRN MJP01195

  • CF1 Director (1 Dec 2001 to 20 Sep 2004)
  • CF3 Chief Executive (1 Dec 2001 to 20 Sep 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Sep 2004)
• Mark Leslie Cameron

  IRN MLC01056

  • CF30 Customer (13 Jun 2014 to 26 Sep 2014)

No changes recorded yet.