Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Nicholas Lesueur Landry

  IRN MNL01011

  • CF30 Customer (25 Jul 2008 to 21 Mar 2011)
• Mark Sweeting

  IRN MLS01053

  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • [FCA CF] Significant management (since 6 Mar 2017)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Manager of certification employee (since 6 Mar 2017)
  • CF30 Customer (8 Apr 2009 to 6 Mar 2016)
• Mark Wegbrans

  IRN MXW01439

  • CF21 Investment Adviser (25 Oct 2002 to 22 Jul 2004)
• Mark Weinberg

  IRN MXW01304

  • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2002)
• Mark Wlliam Bruce Harms

  IRN MWH01041

  • CF23 Corporate Finance Adviser (29 Aug 2002 to 30 Apr 2004)
• Markus Muffler

  IRN MXM01342

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
• Martin Autotte

  IRN MXA02693

  • SMF22 Other Local Responsibility (7 Mar 2016 to 5 Dec 2019)
  • CF29 Significant management (29 Aug 2013 to 6 Mar 2016)
• Martin Graham Scarrott

  IRN MGS01084

  • CF23 Corporate Finance Adviser (13 Aug 2002 to 30 Jun 2003)
• Martin John Lane

  IRN MXL01274

  • CF30 Customer (5 Jun 2008 to 13 Feb 2012)
  • CF21 Investment Adviser (7 Aug 2002 to 17 Nov 2005)
• Martina Ben-Shaul

  IRN MXB01453

  • [FCA CF] Client dealing (6 Mar 2017 to 10 Aug 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.