Mark Anthony Herne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (18 Nov 2016 to 18 Jul 2019)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 18 Jul 2019)
    • CF30 Customer (9 Sep 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (18 Nov 2016 to 18 Jul 2019)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 18 Jul 2019)
    • CF30 Customer (9 Sep 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (30 Sep 2004 to 26 Oct 2006)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2004)
    • CF26 Customer Trading (1 Dec 2001 to 30 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.