Canadian Imperial Bank of Commerce

Date authorised
24 November 1988
Companies House
FC001165
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000
  • Complaints Contact

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kim Rafael Locherer

    IRN KRL01021

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF21 Investment Adviser (11 Apr 2007 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (16 May 2005 to 11 Apr 2007)
  • Konstantinos Theotokis

    IRN KXT00020

    • [FCA CF] Client dealing (21 Nov 2017 to 31 Mar 2020)
  • Kristin Dahlstrom

    IRN KKD01003

    • CF21 Investment Adviser (17 Oct 2005 to 22 Feb 2006)
    • CF22 Investment Adviser (Trainee) (25 Oct 2004 to 17 Oct 2005)
  • Kristina Louise Bordas

    IRN KXB01328

    • CF21 Investment Adviser (1 Jul 2004 to 5 May 2006)
    • CF22 Investment Adviser (Trainee) (14 Oct 2002 to 1 Jul 2004)
  • Kubandrin Govender

    IRN KXG01241

    • [FCA CF] Client dealing (since 14 Apr 2026)
    • [FCA CF] Material risk taker (since 14 Apr 2026)
  • Laetitia Tomasso

    IRN LXT01170

    • CF21 Investment Adviser (4 Oct 2007 to 15 Jan 2008)
  • Larisa Stoyanova

    IRN LXS01490

    • CF30 Customer (13 Oct 2010 to 2 Jan 2015)
  • Lars Arthur Saunes

    IRN LAS01053

    • CF23 Corporate Finance Adviser (19 Jun 2002 to 26 Apr 2007)
  • Lars Sjumarken

    IRN LXS01149

    • CF21 Investment Adviser (7 Feb 2006 to 27 Jun 2007)
  • Laura Anne Tantum

    IRN LAT01046

    • CF21 Investment Adviser (18 Feb 2005 to 11 Mar 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.