Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF21 Investment Adviser (1 Jul 2004 to 5 May 2006)
    • CF22 Investment Adviser (Trainee) (14 Oct 2002 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.