Kristin Dahlstrom

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc
FRN 223304
- [FCA CF] Manager of certification employee (since 19 Oct 2018)
- [FCA CF] Client dealing (since 7 Sep 2016)
Sumitomo Mitsui Banking Corporation, London Branch
FRN 769072
- [FCA CF] Manager of certification employee (since 19 Oct 2018)
- [FCA CF] Client dealing (since 12 Jan 2018)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF21 Investment Adviser (17 Oct 2005 to 22 Feb 2006)
- CF22 Investment Adviser (Trainee) (25 Oct 2004 to 17 Oct 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.