Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Client dealing (since 14 Apr 2026)
- [FCA CF] Material risk taker (since 14 Apr 2026)
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- CF30 Customer (2 Dec 2013 to 16 Mar 2015)
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- CF30 Customer (23 Jun 2008 to 8 Dec 2008)
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- CF30 Customer (1 Nov 2007 to 26 Mar 2008)
- CF26 Customer Trading (7 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.