Canaccord Genuity Limited

Date authorised
1 April 2013
Companies House
01774003
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000
    Web
    https://www.cgf.com

  • Complaints Contact

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toby William Sellers

    IRN TWS01010

    • CF27 Investment Management (9 Jan 2003 to 3 Jun 2004)
    • CF21 Investment Adviser (9 Jan 2003 to 3 Jun 2004)
  • Tomas Michael Lynch

    IRN TML01031

    • CF30 Customer (20 Nov 2012 to 2 Jul 2015)
  • Tony Dellow

    IRN TXD01111

    • CF21 Investment Adviser (6 Jan 2003 to 1 Jun 2007)
    • CF26 Customer Trading (6 Jan 2003 to 1 Jun 2007)
  • Tony Josef Tharian

    IRN TJT01019

    • CF30 Customer (21 Jun 2013 to 14 Mar 2016)
  • Tracey Ann Corcoran

    IRN TAC01034

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Tracey Jane Butcher

    IRN TJW01105

    • CF21 Investment Adviser (27 Mar 2006 to 12 May 2006)
    • CF22 Investment Adviser (Trainee) (2 Sep 2005 to 27 Mar 2006)
  • Trevor John Chanter

    IRN TJC01084

    • CF27 Investment Management (10 Dec 2001 to 12 Aug 2003)
    • CF21 Investment Adviser (10 Dec 2001 to 12 Aug 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 12 Aug 2003)
  • Tristan Francois Gervais

    IRN TFG01008

    • CF30 Customer (19 Jun 2017 to 8 Dec 2019)
  • Turon Miah

    IRN TXM01451

    • CF30 Customer (22 Sep 2011 to 7 Mar 2014)
  • Udi Heshan Wickrema

    IRN WXU00007

    • CF30 Customer (20 Nov 2017 to 28 Sep 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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