Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
    • CF21 Investment Adviser (16 Nov 2004 to 31 Oct 2007)
    • CF27 Investment Management (16 Nov 2004 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (9 Jan 2003 to 3 Jun 2004)
    • CF27 Investment Management (9 Jan 2003 to 3 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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