Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ulysse Francois Xavier Jalon

  IRN UFJ01000

  • CF30 Customer (1 Nov 2007 to 1 Mar 2011)
  • CF21 Investment Adviser (13 Aug 2003 to 31 Oct 2007)
  • CF26 Customer Trading (13 Aug 2003 to 23 Mar 2006)
• Veena Anand

  IRN VXA01096

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (16 Jul 2009 to 8 Dec 2019)
• Veronika Patkai

  IRN VXP01132

  • CF30 Customer (11 Dec 2012 to 18 Jul 2013)
• Vicary James Gibbs

  IRN VJG01009

  • CF30 Customer (9 Nov 2012 to 15 Feb 2013)
• Vinay Saraiwala

  IRN VXS00232

  • [FCA CF] Client dealing (since 8 Dec 2024)
• Vincent John Ferguson

  IRN VJF01002

  • CF30 Customer (5 Sep 2008 to 10 Jul 2013)
• Vincent Meziere

  IRN VXM01408

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Vinesh Ravsi Chhaya

  IRN VRC01003

  • CF30 Customer (21 Nov 2018 to 21 Jun 2019)
• Vivek Raja

  IRN VXR01094

  • CF30 Customer (17 Jul 2017 to 31 Jul 2018)
• Warren James Linscer

  IRN WJL01024

  • CF30 Customer (26 Mar 2012 to 26 Mar 2012)

No changes recorded yet.