Warren James Linscer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Peel Hunt LLP
FRN 530083
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (11 Feb 2019 to 8 Dec 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (6 Aug 2012 to 5 Dec 2018)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 26 Mar 2012)
The Toronto-Dominion Bank (no longer approved here)
FRN 124859
- CF30 Customer (10 Jan 2008 to 29 Jun 2009)
WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF30 Customer (1 Nov 2007 to 13 Nov 2007)
- CF26 Customer Trading (6 Apr 2005 to 31 Oct 2007)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.