Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Warren Michael Scott

  IRN WMS01030

  • CF30 Customer (17 Dec 2012 to 10 Jul 2013)
• Wayne Friary

  IRN WXF01026

  • CF30 Customer (18 Aug 2008 to 24 Jun 2019)
• Wayne Mervyn Brown

  IRN WMB01041

  • CF30 Customer (17 Jan 2011 to 4 Apr 2014)
• Wei Loon Yap

  IRN WLY01003

  • CF30 Customer (6 Feb 2015 to 17 Mar 2016)
• William Alexander Barnard

  IRN WAB01035

  • CF30 Customer (22 Feb 2016 to 25 Apr 2018)
• William Bain

  IRN WXB01172

  • CF30 Customer (12 Nov 2012 to 31 Dec 2015)
• William Barnett

  IRN WGB01013

  • CF30 Customer (10 Oct 2008 to 24 Jun 2019)
• William Barry Wright

  IRN WBW01003

  • CF30 Customer (1 Nov 2007 to 18 Mar 2011)
  • CF27 Investment Management (8 Jul 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
• William Christopher Jones

  IRN WXJ01048

  • [FCA CF] Client dealing (since 19 Jan 2026)
• William Clark-Lowes

  IRN WXC01266

  • [FCA CF] Client dealing (25 Jul 2022 to 5 Jun 2023)

No changes recorded yet.