William Alexander Barnard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2021)
- CF30 Customer (23 Jul 2018 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (22 Feb 2016 to 25 Apr 2018)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (18 Sep 2014 to 18 Dec 2015)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (3 Oct 2011 to 24 Jun 2013)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 18 May 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.