Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SYNERGY MARKETS LTD
FRN 623190
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Client dealing (since 27 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 26 Oct 2020)
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VINCO WEALTH MANAGEMENT LIMITED
FRN 770606
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Jun 2018 to 8 Dec 2019)
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- CF30 Customer (9 Jun 2014 to 26 Feb 2018)
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- CF30 Customer (21 Nov 2012 to 7 Mar 2014)
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- CF30 Customer (22 Sep 2011 to 7 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.