Canaccord Genuity Limited

Date authorised
1 April 2013
Companies House
01774003
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000
    Web
    https://www.cgf.com

  • Complaints Contact

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Robert Handy

    IRN SRH01068

    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2004)
  • Stephen Shaw Keys

    IRN SSK01008

    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2006)
  • Stephen Tweedie

    IRN SXT01156

    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2005)
    • CF26 Customer Trading (1 Dec 2001 to 17 Aug 2005)
  • Steven Andrew Johnston

    IRN SAJ01041

    • CF30 Customer (1 Nov 2007 to 23 Aug 2011)
    • CF26 Customer Trading (12 Dec 2003 to 31 Oct 2007)
  • Steven John Robertson

    IRN SJR01147

    • [FCA CF] Client dealing (9 Dec 2020 to 16 Jun 2022)
    • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
  • Steven John Tredget

    IRN SJT01123

    • CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2007)
  • Steven Wheeler

    IRN SXW01228

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
  • Steven Wood

    IRN SJW01275

    • CF30 Customer (11 Jan 2011 to 10 Jul 2013)
  • Stewart Merlin Wallace

    IRN SXW01504

    • CF30 Customer (1 Nov 2007 to 13 Apr 2011)
    • CF23 Corporate Finance Adviser (20 Sep 2005 to 31 Oct 2007)
  • Stuart Andrew Fraser

    IRN SAF01070

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.