Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Mar 2020 to 19 Dec 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2025)
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- (19)Employed By (18 Jan 2017 to 19 Dec 2025)
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- CF30 Customer (27 Nov 2012 to 21 Jan 2016)
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- CF30 Customer (11 Jan 2011 to 10 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 13 Aug 2010)
- CF24 Pension Transfer Specialist (1 Jul 2004 to 31 Oct 2007)
- CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.