Steven Wheeler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arcus Investment Limited (no longer approved here)

    FRN 188741

    • CF10 Compliance Oversight (1 Mar 2019 to 1 Jun 2019)
    • CF3 Chief Executive (9 Mar 2016 to 28 May 2019)
    • CF1 Director (24 Feb 2016 to 28 May 2019)
    • CF28 Systems and controls (3 Sep 2015 to 15 Mar 2016)
    • CF11 Money Laundering Reporting (31 Mar 2012 to 28 May 2019)
    • CF30 Customer (4 Jul 2008 to 28 May 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 2 May 2008)
    • CF21 Investment Adviser (10 May 2005 to 31 Oct 2007)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF27 Investment Management (1 Dec 2001 to 26 May 2004)
    • CF1 Director (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.