Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Andrew Findlay

  IRN SXF07679

  • [FCA CF] Client dealing (9 Dec 2020 to 30 Jul 2021)
  • CF30 Customer (5 Nov 2018 to 8 Dec 2019)
• Stephen Barry Parker

  IRN SBP01029

  • [FCA CF] Client dealing (9 Dec 2020 to 5 Apr 2024)
  • CF30 Customer (27 Feb 2015 to 8 Dec 2019)
• Stephen David Inglis Goddard

  IRN SDG01021

  • CF30 Customer (1 Nov 2007 to 1 Jul 2008)
  • CF21 Investment Adviser (1 Sep 2003 to 31 Oct 2007)
• Stephen Jack

  IRN SXJ01180

  • CF2 Non Executive Director (20 Mar 2003 to 8 Feb 2005)
• Stephen James Davis

  IRN SJD01198

  • CF30 Customer (26 Mar 2012 to 23 Nov 2012)
• Stephen James Hendrie

  IRN SJH01439

  • CF30 Customer (26 Mar 2012 to 11 Sep 2012)
• Stephen John Ford

  IRN SJF01117

  • CF30 Customer (1 Nov 2007 to 7 May 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stephen John Roberts

  IRN SJR01136

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2004)
• Stephen Leigh Massey

  IRN SLM01042

  • SMF9 Chair of the Governing Body (since 18 Jun 2020)
  • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2020)
  • CF1 Director (12 Aug 2019 to 8 Dec 2019)
• Stephen O'Brien

  IRN SXO01077

  • CF30 Customer (26 Mar 2012 to 6 Jul 2012)

No changes recorded yet.