Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Gerard Bridges

  IRN SGB01050

  • [FCA CF] Material risk taker (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Manager of certification employee (since 9 Dec 2020)
  • CF30 Customer (26 Mar 2012 to 8 Dec 2019)
• Simon Gluckstein

  IRN SJG01146

  • CF30 Customer (8 Nov 2012 to 31 May 2013)
• Simon James Atkinson

  IRN SJA01082

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Jul 2007)
• Simon James Chaudhuri

  IRN SJC01510

  • CF30 Customer (1 Oct 2016 to 6 Jul 2018)
• Simon James French

  IRN SJF01182

  • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
• Simon Jeremy Wheatley

  IRN SJW01288

  • CF14 Risk Assessment (27 Jan 2004 to 21 Jan 2005)
  • CF15 Internal Audit (27 Jan 2004 to 21 Jan 2005)
• Simon John Frank Bishop

  IRN SJB01251

  • CF30 Customer (7 Dec 2007 to 14 Nov 2008)
• Simon John Russell

  IRN SJR01172

  • CF30 Customer (15 Nov 2012 to 6 Mar 2013)
• Simon Leslie Stilwell

  IRN SXS01354

  • CF21 Investment Adviser (11 Feb 2002 to 17 Apr 2007)
• Simon Marshall Pearce

  IRN SMP01145

  • CF28 Systems and controls (21 Jan 2009 to 30 Jun 2011)

No changes recorded yet.