Simon Jeremy Wheatley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF14 Risk Assessment (27 Jan 2004 to 21 Jan 2005)
    • CF15 Internal Audit (27 Jan 2004 to 21 Jan 2005)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF14 Risk Assessment (11 Jul 2002 to 14 Jan 2005)
    • CF15 Internal Audit (11 Jul 2002 to 14 Jan 2005)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF14 Risk Assessment (11 Jul 2002 to 14 Jan 2005)
    • CF15 Internal Audit (11 Jul 2002 to 14 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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