Simon James French

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (6 Sep 2021 to 9 Jul 2024)
    • CF30 Customer (18 Aug 2009 to 11 Jul 2014)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (19 Feb 2019 to 8 Dec 2019)
  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (28 Sep 2018 to 3 Sep 2021)
    • CF1 Director (AR) (28 Sep 2018 to 3 Sep 2021)
  • Bixteth Partners Ltd (no longer approved here)

    FRN 820094

    • Employed By (28 Sep 2018 to 3 Sep 2021)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • CF30 Customer (16 Jul 2014 to 18 May 2018)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.