Canaccord Genuity Limited

Date authorised
1 April 2013
Companies House
01774003
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000
    Web
    https://www.cgf.com

  • Complaints Contact

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shaun David Holmes

    IRN SDH01121

    • CF30 Customer (12 Nov 2012 to 3 Jun 2015)
  • Shinobu Imai

    IRN SXI01110

    • CF30 Customer (1 Nov 2007 to 16 Jul 2008)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Jun 2006 to 2 May 2007)
  • Simon Alan Forster

    IRN SAF01053

    • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
    • CF21 Investment Adviser (18 Oct 2004 to 31 Oct 2007)
    • CF26 Customer Trading (18 Oct 2004 to 23 Mar 2006)
  • Simon Andrew Neville

    IRN SAN01041

    • CF14 Risk Assessment (6 Feb 2006 to 22 Feb 2007)
  • Simon Austin McGarry

    IRN SAM01296

    • CF30 Customer (27 May 2010 to 26 Aug 2016)
  • Simon Charles Melling

    IRN SCM01085

    • CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2004 to 31 Mar 2005)
    • CF15 Internal Audit (1 Dec 2001 to 19 Jan 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 19 Jan 2004)
  • Simon Christopher Wallis

    IRN SCW01047

    • CF21 Investment Adviser (14 Jan 2005 to 2 Jul 2007)
  • Simon Davies

    IRN SJD01116

    • CF30 Customer (15 Feb 2010 to 14 Apr 2019)
  • Simon Garwood Alston

    IRN SGA01046

    • CF30 Customer (25 Mar 2008 to 3 Aug 2009)
  • Simon Gavin Piers Eccles-Williams

    IRN SGE01010

    • CF30 Customer (20 Nov 2012 to 6 Mar 2013)
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Recent activity

Updates to this firm's record on the FCA register.

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