Simon Christopher Wallis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (29 Jul 2008 to 14 Aug 2012)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF27 Investment Management (10 Aug 2007 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (14 Jan 2005 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.