Simon Gavin Piers Eccles-Williams

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stephens Europe Limited (no longer approved here)

    FRN 706671

    • SMF3 Executive Director (9 Dec 2019 to 17 Mar 2020)
    • CF1 Director (22 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF30 Customer (24 Mar 2014 to 21 Apr 2016)
    • CF1 Director (AR) (24 Mar 2014 to 21 Apr 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (20 Nov 2012 to 6 Mar 2013)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.