Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alastair John Edward Campbell
IRN AJC01563
- [FCA CF] Client dealing (5 Jun 2023 to 30 Jun 2025)
Alexander Mitchell
IRN AXM05499
- [FCA CF] Client dealing (1 Feb 2025 to 30 Sep 2025)
Ameer Hasan Khan
IRN AXK00872
- [FCA CF] Client dealing (since 1 Aug 2024)
Andrew Jeffery Lynn
IRN AJL01111
- CF30 Customer (22 Apr 2016 to 1 Aug 2017)
Anil Gupta
IRN AXG00543
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
Ankush Rajput
IRN AXR00547
- [FCA CF] Client dealing (28 Jun 2021 to 30 Jun 2022)
Anthony John William Donges
IRN AXD22392
- [FCA CF] Client dealing (since 25 Jan 2022)
Barakat Kolapo
IRN BXK00252
- [FCA CF] Client dealing (since 1 Oct 2025)
Blair Farinholt
IRN BXF00140
- [FCA CF] Client dealing (since 22 Aug 2022)
Brian James Robertson
IRN BJR01067
- [FCA CF] Client dealing (3 Apr 2023 to 4 Mar 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.