Stephens Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Camille McGrath
IRN CXM01255
- [FCA CF] Client dealing (2 Sep 2024 to 17 Apr 2025)
Caoimhe Cuthbertson
IRN CXC00500
- [FCA CF] Client dealing (27 Jul 2021 to 5 Mar 2024)
Catherine Rosanna Crawley-Boevey
IRN CRC01088
- CF30 Customer (22 Apr 2016 to 9 Apr 2019)
Christophe Louis Alonso
IRN CLA01021
- CF30 Customer (10 May 2017 to 8 Dec 2019)
Christopher Mulaik
IRN CXM01239
- [FCA CF] Client dealing (since 10 Jun 2024)
Christopher William Gidden
IRN CWG01027
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)
Clifford Brookshire
IRN CXB01157
- [FCA CF] Client dealing (since 2 Jun 2025)
Conor O'Brien
IRN CXO00114
- [FCA CF] Client dealing (13 Sep 2021 to 5 Apr 2024)
Curtis Franklin Bradbury
IRN CFB01039
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 13 Jul 2023)
- CF2 Non Executive Director (22 Apr 2016 to 8 Dec 2019)
Daniel Baxter Clague
IRN DBC01021
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
- CF30 Customer (22 Apr 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.