Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stephens Europe Limited (no longer approved here)

    FRN 706671

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
  • Talbot Capital Ltd (no longer approved here)

    FRN 489839

    • CF30 Customer (10 Jul 2015 to 21 Apr 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (8 Nov 2012 to 7 Jul 2014)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 17 Jun 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.