Brian James Robertson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stephens Europe Limited (no longer approved here)

    FRN 706671

    • [FCA CF] Client dealing (3 Apr 2023 to 4 Mar 2025)
  • Evercore Partners International LLP (no longer approved here)

    FRN 532714

    • [FCA CF] Client dealing (24 Nov 2020 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (24 Nov 2020 to 31 Dec 2022)
    • CF30 Customer (27 Oct 2017 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (10 Dec 2014 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (10 Dec 2014 to 6 Mar 2016)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (10 Jul 2013 to 10 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.