Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Marshall Stewart

  IRN AMS01126

  • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2004)
  • CF1 Director (1 Dec 2001 to 17 Apr 2003)
• Andrew Morten Singleton

  IRN AMS01166

  • CF30 Customer (11 Sep 2009 to 21 Jul 2010)
• Andrew Paul Richards

  IRN APR01055

  • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)
• Andrew Richard Beswick

  IRN ARB01133

  • CF30 Customer (26 Mar 2012 to 15 Jun 2015)
• Andrew Robert Davidson

  IRN ARD01063

  • CF30 Customer (21 Mar 2011 to 1 Nov 2011)
• Andrew Roderick Stuart

  IRN ARS01035

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
• Andrew Simon Ashton Kilpatrick

  IRN ASK01019

  • CF30 Customer (27 Oct 2009 to 15 Apr 2011)
• Andrew William Dixon

  IRN AWD01058

  • CF30 Customer (15 Apr 2014 to 20 Jan 2016)
• Andrew William Speirs

  IRN AWS01042

  • CF30 Customer (13 Nov 2012 to 30 Aug 2013)
• Andrew Wojciech Zychowski

  IRN AWZ01001

  • CF30 Customer (18 Aug 2008 to 24 Jun 2019)

No changes recorded yet.