Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Angelos Vlatakis

  IRN AXV00061

  • [FCA CF] Client dealing (9 Dec 2020 to 21 May 2021)
• Angus Jeremy Kerr

  IRN AJK01063

  • CF30 Customer (6 May 2008 to 13 Nov 2008)
• Ankush Khazanchi

  IRN AXK00560

  • [FCA CF] Client dealing (15 Aug 2022 to 26 Aug 2022)
• Anthony Akrasi

  IRN AJA01176

  • CF30 Customer (22 Sep 2011 to 3 Sep 2012)
• Anthony Antoniou

  IRN AXA02221

  • CF30 Customer (26 Mar 2012 to 26 Mar 2012)
• Anthony David Carter

  IRN ADC01074

  • CF30 Customer (26 Mar 2012 to 3 Jan 2013)
• Anthony William Plom

  IRN AWP01064

  • CF30 Customer (23 Dec 2014 to 22 Mar 2017)
• Antony Patrick Scawthorn

  IRN APS01090

  • CF1 Director (25 Oct 2004 to 8 May 2006)
  • CF17 Significant Mgt (Other Business Operations) (5 Aug 2004 to 31 May 2006)
• Antony Richard Isaacs

  IRN ARI01008

  • CF30 Customer (9 Jan 2017 to 5 May 2019)
• Arabella Dominica Burwell

  IRN ADL01069

  • CF30 Customer (26 Mar 2012 to 6 Sep 2013)

No changes recorded yet.