Canaccord Genuity Limited

Date authorised
1 April 2013
Companies House
01774003
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000
    Web
    https://www.cgf.com

  • Complaints Contact

    10th Floor
    88 Wood Street
    London
    EC2V 7QR
    UNITED KINGDOM
    Phone
    +4402075238000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ariawan Winarto

    IRN AXW01717

    • CF30 Customer (10 Dec 2012 to 28 Feb 2013)
  • Arthur James Gordon

    IRN AJG01235

    • CF30 Customer (26 Mar 2012 to 20 Jul 2018)
  • Arun Aldrin George

    IRN AAG01042

    • CF30 Customer (11 Mar 2014 to 1 Apr 2016)
  • Arun Melmane

    IRN AXM02967

    • CF30 Customer (29 Jun 2012 to 29 Jul 2015)
  • Ashok Patel

    IRN AXP01659

    • CF30 Customer (15 Nov 2012 to 18 Feb 2015)
  • Asim Bajwa

    IRN AXB01450

    • CF30 Customer (1 Nov 2007 to 4 May 2016)
    • CF21 Investment Adviser (10 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (10 Dec 2001 to 31 Oct 2007)
  • Aynsley Lammin

    IRN AXL01184

    • [FCA CF] Client dealing (9 Dec 2020 to 17 Sep 2021)
    • CF30 Customer (9 Nov 2015 to 8 Dec 2019)
  • Benedict Newell

    IRN BCN01010

    • CF30 Customer (3 Nov 2014 to 24 Jun 2019)
  • Benedikt Goetz

    IRN BXG01230

    • CF30 Customer (23 Aug 2011 to 11 Jun 2019)
  • Benjamin Black

    IRN BXB01495

    • CF30 Customer (14 Nov 2012 to 19 Jan 2016)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.