Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Cohen

  IRN BXC01129

  • CF30 Customer (3 Nov 2008 to 26 Jul 2017)
• Benjamin Griffiths

  IRN BCG01041

  • CF30 Customer (17 Feb 2016 to 5 May 2019)
• Benjamin John Fawcett

  IRN BJF01033

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• Benjamin Knott

  IRN BXK01136

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Benjamin Oliver Spencer

  IRN BOS00004

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (5 Jan 2015 to 8 Dec 2019)
• Bethany Kersse

  IRN BXK00216

  • [FCA CF] Client dealing (8 Dec 2024 to 21 Oct 2025)
• Bilal Ahmad Rana

  IRN BAR01058

  • [FCA CF] Client dealing (9 Dec 2020 to 14 Jun 2022)
  • CF30 Customer (11 Nov 2017 to 22 Jun 2018)
• Biraj Borkhataria

  IRN BXB01467

  • CF30 Customer (26 Mar 2012 to 11 Jun 2012)
• Bo Nordberg

  IRN BXN01080

  • CF30 Customer (21 Oct 2011 to 13 Jun 2012)
• Bob Hai Thang Liao

  IRN BXL01070

  • CF30 Customer (26 Mar 2012 to 17 Dec 2015)

No changes recorded yet.