Andrew Richard Beswick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- [FCA CF] Client dealing (29 Nov 2021 to 1 Mar 2023)
Chrystal Capital Partners LLP (no longer approved here)
FRN 514725
- CF30 Customer (2 Jun 2016 to 27 Oct 2017)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 15 Jun 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (1 Nov 2007 to 4 Aug 2008)
- CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (26 May 2005 to 1 Feb 2006)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (26 May 2005 to 1 Feb 2006)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (5 Jul 2002 to 17 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.